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Introduced in 1999 as a weekly supplement to the ground-breaking print newsletter, Securities Arbitration Commentator (“SAC”)

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26 Mar

'Finra slaps B-D with $180,000 fine over former advisor’s sale of Ponzi' https://www.investmentnews.com/finra-slaps-b-d-with-180000-fine-over-former-advisors-sale-of-ponzi-235442 via @investmentnews

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